Samuel
Shaw

Lpl Financial LLC

CRD#7060857
Investment Advisor
in Valparaiso, IN

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About this Advisor

Samuel Shaw is a certified financial planner based out of Valparaiso, Indiana with a total of 4 years of industry experience. Shaw currently works for Lpl Financial LLC. Throughout their career, they have worked at Lpl Financial, LLC, Centier Bank, Purdue University and R.B. Smith Co. Inc. Shaw has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in Indiana and Texas. Lpl Financial LLC is a registered investment company operating out of Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 advisors. It oversees $368 billion in assets among its 1,688,501 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% belong to high-net-worth individuals who have greater than $1 million in investable assets. The business has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees usually are based on which service is offered. However, fees billed by Lpl Financial LLC likely are comprised of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

554 Vale Park Blvd
Valparaiso, IN 46385

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

IN Average: $646,059,043
Total Number of Employees

31,366

IN Average: 13
Total Number of Accounts

1,688,501

IN Average: 661
Average Account Size

$217,956

IN Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Samuel Shaw Work History

Samuel has been registered as a financial advisor for 4 years.*

2020 - Present (4 years)

R.B. Smith Co. Inc

2019 - Present (5 years)

Lpl Financial, LLC

2016 - 2019 (3 years)

Centier Bank

2014 - 2016 (2 years)

Centier Bank

2012 - 2016 (4 years)

Purdue University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Horn
Lawrenceburg, IN
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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