Scott
Carlson
Spc
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About this Advisor
Scott Carlson is a financial advisor based in Noblesville, Indiana who has 11 years of industry experience. Carlson works at Spc. Over the course of their career, Carlson has held roles at Sammons Securities Company, LLC, Spc and Parkland Securities. Carlson has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Indiana. Spc is a company based in Ann Arbor, MI. The company has offices in 426 locations and a total of 610 advisors. It administers $6 billion in assets between its 34,594 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advice to 20 charitable organizations. Of its 34,594 client accounts, just 8% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on the services. Fee types charged by Spc may include some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,964,256,852
610
34,594
$172,407
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Scott Carlson Work History
Scott has been registered as a financial advisor for 11 years.*
Parkland Securities
Spc
Sammons Securities Company, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Carlson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spc
Dallas, TX
Fort Lauderdale, FL
Mansfield, TX
Ann Arbor, MI
Troy, MI
Englewood, CO
Melbourne, FL
Novi, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
