Sonya
Stocks Phillips

Lpl Financial LLC

CRD#4332614
Investment Advisor
in Evansville, IN

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About this Advisor

Sonya Stocks Phillips is a financial advisor based out of Evansville, Indiana with 10 years of industry experience. Stocks Phillips currently works for Lpl Financial LLC. During their career, the advisor has held roles at Lpl Financial LLC and Old National Bank. Stocks Phillips has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Indiana. Lpl Financial LLC is a registered investment firm that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It administers $368 billion in assets under management across its 1,688,501 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on which service is offered. However, fee types charged by Lpl Financial LLC can include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3888 N. First Ave.
Evansville, IN 47710

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

IN Average: $646,059,043
Total Number of Employees

31,366

IN Average: 13
Total Number of Accounts

1,688,501

IN Average: 661
Average Account Size

$217,956

IN Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Sonya Stocks Phillips Work History

Sonya has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Lpl Financial LLC

2013 - Present (11 years)

Old National Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sonya Stocks Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Mason
Biloxi, MS
Keith Clark
Corpus Christi, TX
Rebecca Chiccino
Charlestown, MA
Daniel Mehan
Chico, CA
Tracy Marlin
Newport Beach, CA
Hope Hoch
Oldsmar, FL
James Mullen
The Villages, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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