Thomas
Roll

W&S Brokerage Services, Inc

CRD#6211162
Investment Advisor
in Columbus, IN

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About this Advisor

Thomas Roll is a financial advisor based in Columbus, Indiana, working with W&S Brokerage Services, Inc. Thomas has previously held positions at W&S Brokerage Services and Western Southern Life. Thomas has passed the Series 63 regulatory exam and is registered to provide services in Indiana. Currently, Thomas is part of W&S Brokerage Services, Inc, which operates out of Columbus, Indiana. The firm has 57 offices and 85 employees. The firm manages assets totaling $122.9 million. The services offered by the firm include portfolio management for individuals and small businesses and the selection of other advisers. The fee structure at W&S Brokerage Services, Inc includes asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

3007 25Th Street Suite F
Columbus, IN 47203-2434

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W&S Brokerage Services, Inc Brokerage Details

Total Assets Under Management

$122,864,622

IN Average: $2,106,341,625
Total Number of Employees

85

IN Average: 34
Total Number of Accounts

451

IN Average: 1,972
Average Account Size

$272,427

IN Average: $1,068,125

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Thomas Roll Work History

2015 - Present (9 years)

W&S Brokerage Services

2012 - Present (12 years)

Western Sotuhern Life

2013 - 2015 (2 years)

W&S Brokerage Services

Disclosures

Please visit the SEC profile of Thomas Roll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at W&S Brokerage Services, Inc

Vivienne Ather
Jacksonville, FL
Dwayne Daniels
Loveland, OH
Jonathan Levine
Indianapolis, IN
Jeffry Risser
Findlay, OH
Remington Taylor
Cincinnati, OH
David Goldman
Owings Mills, MD
Cindy Tsai
Cincinnati, OH
David Adamson
Orland Park, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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