William
Pendleton
On Investment Management Co
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About this Advisor
William Pendleton is a financial advisor based in Valparaiso, Indiana with 3 years of relevant experience. Pendleton currently works for On Investment Management Co. Over the course of their career, Pendleton has held roles at Sammons Securities Company, LLC, Parkland Securities, LLC, Ohio National Financial Services and The O.N. Equity Sales Company. Pendleton has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida, Indiana, Kentucky, Maryland, North Carolina, Ohio, South Carolina, Texas and Wyoming. On Investment Management Co is a registered investment business that has its headquarters in Cincinnati, OH. The company has offices in 202 locations and a total of 256 financial advisors. It oversees $2 billion in assets under management between its 12,239 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 13 charities and foundations. Of its 12,239 client accounts, just 4% belong to high-net-worth clients who have greater than $1 million in assets. On Investment Management Co has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fee schedules typically depend on the services offered. However, fee types billed by On Investment Management Co can consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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On Investment Management Co Brokerage Details
$2,078,480,898
256
12,239
$169,824
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
William Pendleton Work History
William has been registered as a financial advisor for 3 years.*
The O.N. Equity Sales Company
Ohio National Financial Services
Parkland Securities, LLC
Sammons Securities Company, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Pendleton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at On Investment Management Co
Rushville, IL
Tustin, CA
Southampton, PA
Mackinaw, IL
Napoleon, OH
Weirton, WV
Greenville, SC
Englewood, CO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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