Bradley
Brown

Principal Securities, Inc

CRD#5341017
Investment Advisor
in West Des Moines, IA

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About this Advisor

Bradley Brown is an advisor whose office is in West Des Moines, Iowa. Currently a registered financial advisor with Principal Securities, Inc, they have accumulated 11 years of experience as a registered advisor. Brown maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative. Brown can work with customers in Iowa. Throughout their career, Brown has worked at Principal Life Insurance Company, Ubs Financial Services Inc, Princor Financial Services Corporation and Kingston Financial Services. Principal Securities, Inc is based out of West Des Moines, Iowa, and operates out of 354 locations throughout the nation. Overall, Principal Securities, Inc manages $6 billion in assets throughout 28,235 client accounts and employs more than 1,687 people. The firm's total assets under management makes it one of the largest investment advisory firms in the nation. The firm manages 12,357 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

IA Average: $9,259,360,772
Total Number of Employees

1,603

IA Average: 166
Total Number of Accounts

31,797

IA Average: 7,189
Average Account Size

$192,151

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Bradley Brown Work History

Bradley has 11 years of experience.

2009 - Present (10 years)

Principal Life Insurance Company

2009 - Present (10 years)

Princor Financial Services Corporation

2009 - Present (10 years)

Kingston Financial Services

2007 - 2009 (2 years)

Ubs Financial Services Inc

Disclosures

Bradley Brown has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Christopher Dancy
Roseville, CA
Ryan Swalwell
West Des Moines, IA
Seth Morsey
Roseville, CA
Matthew Banzhaf
West Des Moines, IA
Brian Klemczak
Lansing, MI
Ryan Heidrich
Walnut Creek, CA
Joshua Lieder
Onalaska, WI
Signe Nelson-Combs
Davenport, IA

This content was compiled from the SEC and FINRA.

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