Brent
Willis

Principal Securities, Inc

CRD#6258390
Investment Advisor
in Mason City, IA

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About this Advisor

Brent Willis is a financial advisor based out of Mason City, Iowa, who has 6 years of relevant experience. Willis is an advisor for Principal Securities, Inc. Over the course of their career, they have held roles at Ic System, Principal Life Ins Co, Princor Financial Services Corp, Feller & Associates and Principal Securities Inc. Willis holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Iowa and Texas. Principal Securities, Inc is a registered investment firm based out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 financial advisors. It oversees $9 billion in total assets across its 46,075 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advisory services to 34 charitable organizations. Of its 46,075 accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees vary depending on the type of financial services provided. Fees charged by Principal Securities, Inc likely consist of any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

520 S Pierce Ave Ste 212
Mason City, IA 50401

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IA Average: $9,259,360,772
Total Number of Employees

1,430

IA Average: 166
Total Number of Accounts

46,075

IA Average: 7,189
Average Account Size

$204,381

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brent Willis Work History

Brent has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Principal Securities Inc

2013 - Present (11 years)

Principal Life Ins Co

2017 - 2018 (1 year)

Feller & Associates

2013 - 2016 (3 years)

Princor Financial Services Corp

2006 - 2013 (7 years)

Ic System

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brent Willis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Gabriela Heffernan
Costa Mesa, CA
Jeffrey Riegle
Saint Paul, MN
William Daines
Tampa, FL
Benjamin Eichler
Williamston, MI
James Henry
Wdm, IA
Meghan Mcguire
Denver, CO
Alison White
Birmingham, AL
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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