Brian
Siems

Cambridge Investment Research Advisors, Inc

CRD#6298609
Investment Advisor
in Fairfield, IA

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About this Advisor

Brian Siems is a financial advisor working out of Fairfield, Iowa, who has been in the advisory business for 10 years. Siems currently works for Cambridge Investment Research Advisors, Inc. During their career, Siems has held roles at Cambridge Investment Research, Inc, Ottumwa Country Club, None and Cambridge Investment Research Advisors, Inc. Siems holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Iowa and Texas. Cambridge Investment Research Advisors, Inc is a financial advisory company that has its headquarters in Fairfield, Iowa. The firm has offices in 2,023 locations and a total of 3,264 financial advisors. It manages $82 billion in assets under management across its 382,713 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm serves five charitable organizations. Of its 382,713 customer accounts, just 11% are held by high-net-worth investors who have at least $1 million in investable assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial advisory fee schedules largely depend on which services are offered. Fees billed by Cambridge Investment Research Advisors, Inc can consist of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1776 Pleasant Plain Road
Fairfield, IA 52556

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,247,302,732

IA Average: $9,259,360,772
Total Number of Employees

3,264

IA Average: 166
Total Number of Accounts

382,713

IA Average: 7,189
Average Account Size

$214,906

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Brian Siems Work History

Brian has 10 years of experience.

2016 - Present (7 years)

Cambridge Investment Research Advisors, Inc

2014 - Present (9 years)

Cambridge Investment Research, Inc

2014 - Present (9 years)

Cambridge Investment Research, Inc

2013 - 2014 (1 year)

None

2012 - 2013 (1 year)

Ottumwa Country Club

Disclosures

Brian Siems has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Colleen Neuendorffer
Atlanta, GA
Arthur Connor
Lombard, IL
Mark Kaufman
Midland, TX
Ashish Phansopkar
Phoenix, AZ
Jamie Hugunin
Clinton, IA
Kellen Kaneshiro
Honolulu, HI
Lindsey Klinkhammer
Northfield, MN
Stephanie Olson
San Anselmo, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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