Brock
Norton
Royal Alliance Associates, Inc
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About this Advisor
Brock Norton is a financial advisor working out of Fort Dodge, Iowa, with a total of 5 years of relevant experience. Norton works at Royal Alliance Associates, Inc. During their career, the advisor has held roles at Central Financial Group, Ameritas Investment Corp, Granite Financial Solutions, LLC, Sii and Royal Alliance Associates, Inc. Norton has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Iowa and Texas. Royal Alliance Associates, Inc is a financial advisory company based out of Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 advisors. It oversees $30 billion in assets across its 149,233 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 191 charitable organizations. Of its 149,233 accounts, just 11% belong to high-net-worth clients who have more than $1 million in assets. Royal Alliance Associates, Inc offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on which service is provided. Fees charged by Royal Alliance Associates, Inc can include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Brock Norton Work History
Brock has been registered as a financial advisor for 5 years.*
Royal Alliance Associates, Inc
Central Financial Group
Sii
Granite Financial Solutions, LLC
Ameritas Investment Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brock Norton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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