Principal Securities, Inc
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About this Advisor
David Oliver is an advisor in West Des Moines, Iowa. Currently a registered financial advisor at Principal Securities, Inc, Oliver has 16 years of professional experience as a financial advisor. Oliver maintains Series 63 and Series 66 licenses, certifying them as a securities broker. Oliver is registered to serve clients in Iowa. During their career, Oliver has held roles at Princor and Principal Life Insurance Co. Principal Securities, Inc is based out of West Des Moines, Iowa, and operates out of 354 other locations in the nation. Overall, Principal Securities, Inc oversees $6 billion in assets dispersed across 28,235 accounts and employs more than 1,687 people. The firm's total assets under management places it among the biggest financial advisory firms in the nation. The firm manages 12,357 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in capital. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
David Oliver Work History
David has 16 years of experience.
Principal Life Insurance Co
David Oliver has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Principal Securities, Inc
West Des Moines, IA
West Des Moines, IA
Walnut Creek, CA