Douglas
Zima

Cambridge Investment Research Advisors, Inc

CRD#1084118
Investment Advisor
in Onawa, IA

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About this Advisor

Douglas Zima is a financial advisor based out of Onawa, Iowa with 4 years of industry experience. Zima is currently employed by Cambridge Investment Research Advisors, Inc. Throughout their career, Zima has worked at Zima Insurance & Investments Inc, Equitable Life Of Iowa, Vsr Financial Services Inc, Vsr Advisory Services, Securities America Inc, Securities America Advisors, Cambridge Investment Research Advisors, Inc and Cambridge Investment Research, Inc. Zima has Series 63 and Series 66 licenses, designating them as a securities agent, and can serve investors in Iowa and Texas. Cambridge Investment Research Advisors, Inc is an advisory firm based in Fairfield, IA. The company has offices in 2,023 locations and a total of 3,352 advisors. It controls $82 billion in assets among its 461,370 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises six charities and foundations. Of its 461,370 customer accounts, just 10% belong to high-net-worth clients who have at least $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial advisory fee schedules typically are based on the type of financial services provided. Fee types charged by Cambridge Investment Research Advisors, Inc can include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

910 Iowa Avenue
Onawa, IA 51040

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

IA Average: $9,259,360,772
Total Number of Employees

3,352

IA Average: 166
Total Number of Accounts

461,370

IA Average: 7,189
Average Account Size

$178,659

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Douglas Zima Work History

Douglas has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Cambridge Investment Research Advisors, Inc

2019 - Present (5 years)

Cambridge Investment Research, Inc

1981 - Present (43 years)

Zima Insurance & Investments Inc

1981 - Present (43 years)

Equitable Life Of Iowa

2013 - 2019 (6 years)

Securities America Inc

2013 - 2019 (6 years)

Securities America Advisors

2007 - 2013 (6 years)

Vsr Advisory Services

2001 - 2013 (12 years)

Vsr Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Zima to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Herbert Modrak
Glen Allen, VA
Andrew Wittich
Houston, TX
Laurie Taylor
Ormond Beach, FL
Ryan Bouchard
Kennesaw, GA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
James Hinson
Brentwood, TN
Crescencio Alvarez
Fairfield, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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