Frank
Bertsch

Mariner Independent

CRD#7475085
Investment Advisor
in Dubuque, IA

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About this Advisor

Frank Bertsch is a financial advisor based in Dubuque, Iowa, working with Mariner Independent. Frank has previously held positions at Los Angeles Kings Hockey Club, Mariner Platform Solutions, Intersect Wealth Advisors, LLC, Iowa Wild Hockey Club, and St. Cloud University. Frank has passed the Series 65 regulatory exam and is registered to provide services in Iowa. Currently, Frank is part of Mariner Independent, which operates out of Dubuque, Iowa. The firm has 33 offices and 102 employees. The firm manages assets totaling $4.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The fee structure at Mariner Independent includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

788 Main St. Ste 2
Dubuque, IA 52001

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Mariner Independent Brokerage Details

Total Assets Under Management

$4,345,628,317

IA Average: $2,243,162,756
Total Number of Employees

102

IA Average: 44
Total Number of Accounts

8,802

IA Average: 4,091
Average Account Size

$493,709

IA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Frank Bertsch Work History

2022 - Present (2 years)

Mariner Platform Solutions

2022 - Present (2 years)

Intersect Wealth Advisors, LLC

2018 - 2021 (3 years)

Los Angeles Kings Hockey Club

2016 - 2018 (2 years)

Los Angeles Kings Hockey Club

2015 - 2016 (1 year)

Iowa Wild Hockey Club

2011 - 2015 (4 years)

St. Cloud University

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Disclosures

Please visit the SEC profile of Frank Bertsch to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent

Kevin Barlow
Newport Beach, CA
Anthony Ferraiolo
Florham Park, NJ
Rachel Vega
Los Angeles, CA
Christian Hutchins
Palos Verdes Peninsula, CA
Ian Murray
Ramsey, NJ
Madison Trout
Warrenton, VA
Ross Kroll
Manhattan Beach, CA
Jorge Soriano
Los Angeles, CA

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