James
Sullivan

Cambridge Investment Research Advisors, Inc

CRD#700867
Investment Advisor
in Fairfield, IA

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About this Advisor

James Sullivan is a certified financial planner operating out of Fairfield, Iowa with a total of 4 years of relevant experience. Sullivan is an advisor for Cambridge Investment Research Advisors, Inc. The advisor has gained experience at Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, Continuity Partners Group, LLC, Cambridge Investment Group, Eneric Petroleum Corporation and Tbs Agency, Inc. Sullivan has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can operate in Florida and Iowa. Cambridge Investment Research Advisors, Inc is a company based out of Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 financial advisors. It administers $82 billion in total assets across its 461,370 accounts, placing it among the biggest firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 461,370 accounts, just 10% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees charged by financial advisors largely are based on which services are offered. Fees charged by Cambridge Investment Research Advisors, Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1776 Pleasant Plain Road
Fairfield, IA 52556

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

IA Average: $9,259,360,772
Total Number of Employees

3,352

IA Average: 166
Total Number of Accounts

461,370

IA Average: 7,189
Average Account Size

$178,659

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

James Sullivan Work History

James has been registered as a financial advisor for 4 years.*

2017 - Present (7 years)

Tbs Agency, Inc

2009 - Present (15 years)

Cambridge Investment Research Advisors, Inc

2008 - Present (16 years)

Cambridge Investment Group

2006 - Present (18 years)

Cambridge Investment Research, Inc

2006 - Present (18 years)

Cambridge Investment Research, Inc

2006 - Present (18 years)

Cambridge Investment Research, Inc

2006 - Present (18 years)

Cambridge Investment Research Advisors, Inc

2006 - Present (18 years)

Eneric Petroleum Corporation

2010 - 2017 (7 years)

Continuity Partners Group, LLC

2008 - 2017 (9 years)

Tbs Agency, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Lyndon Crawford
Des Moines, IA
Ryan Grote
Cincinnati, OH
Tomas Cern
Tolland, CT
Kevin Currutt
Cleveland, OH
Jeffrey Pratt
Portland, OR
James Hinson
Brentwood, TN
Laurie Taylor
Ormond Beach, FL
Andrew Wittich
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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