James
Wegener

Thrivent Investment Management Inc

CRD#4649197
Investment Advisor
in Davenport, IA

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About this Advisor

James Wegener is a financial advisor working out of Davenport, Iowa with a total of 7 years of industry experience. Wegener is an advisor for Thrivent Investment Management Inc. Wegener has gained experience at Thrivent Investment Management Inc, Rsm Us Wealth Management LLC, Thrivent Financial, Thrivent Financial For Lutherans and Jw Enterprises Lc. Wegener maintains Series 66 and Series 63 licenses, qualifying them as a securities agent, and is approved to work in Iowa and Texas. Thrivent Investment Management Inc is a business operating out of Minneapolis, MN. The company has offices in 1,106 locations and a total of 3,548 advisors. It controls $13 billion in total assets between its 40,990 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. Of its 40,990 accounts, just 13% belong to high-net-worth clients who have greater than $1 million in investable assets. Thrivent Investment Management Inc has a few services, including financial planning services and portfolio management for individuals and small businesses. A financial advisor's fee schedules largely are based on which services the firm provides the client. Fee types billed by Thrivent Investment Management Inc most likely consist of any blend of asset-based and fixed fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

2466 E Kimberly Rd
Davenport, IA 52807

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$12,490,022,666

IA Average: $5,289,111,388
Total Number of Employees

3,548

IA Average: 157
Total Number of Accounts

40,990

IA Average: 8,262
Average Account Size

$304,709

IA Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

James Wegener Work History

James has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Thrivent Investment Management Inc

2016 - Present (8 years)

Thrivent Financial

2016 - 2016 (< 1 year)

Thrivent Financial

2013 - 2016 (3 years)

Rsm Us Wealth Management LLC

2003 - 2013 (10 years)

Thrivent Investment Management Inc

2003 - 2013 (10 years)

Thrivent Financial For Lutherans

2002 - 2013 (11 years)

Jw Enterprises Lc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Wegener to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thrivent Investment Management Inc

Daniel Demers
Stevens Point, WI
Kristina Peach
Loveland, CO
Paul Gamache
Colorado Springs, CO
Karen Newquist
Madison, WI
Matthew Dendinger
Ponca, NE
Kelsey Esswein
Torrance, CA
Ryan Anderson
Sioux Falls, SD
Margaret Carter
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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