Joshua
Rice
Royal Alliance Associates, Inc
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About this Advisor
Joshua Rice is a financial advisor operating in West Des Moines, Iowa who has 5 years of relevant experience. Rice works at Royal Alliance Associates, Inc. Their career trajectory has included roles at Financial Decisions Group LLC, New England Securities, Transamerica Financial Advisors, Inc, Signator Investors, Inc and Royal Alliance Associates, Inc. Rice holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to work in Iowa and Texas. Royal Alliance Associates, Inc is an advisory firm operating out of Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It controls $30 billion in assets under management among its 149,233 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% belong to high-net-worth clients who have greater than $1 million in assets. Royal Alliance Associates, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on which service is offered. However, fees charged by Royal Alliance Associates, Inc can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joshua Rice Work History
Joshua has been registered as a financial advisor for 5 years.*
Royal Alliance Associates, Inc
Financial Decisions Group LLC
Signator Investors, Inc
Transamerica Financial Advisors, Inc
New England Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joshua Rice to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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