Kathryn
Hooper
Sorrento Pacific Financial, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Kathryn Hooper is a financial advisor working out of Des Moines, Iowa who has 6 years of relevant experience. Hooper is on the advisory team at Sorrento Pacific Financial, LLC. Throughout their career, Hooper has worked at Broker Dealer Financial Services Corp, Iowa State Bank, Boyle Capital Management, Invest Financial Corporation, Unemplyed and Sorrento Paficif Financial, LLC. Hooper holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to work in Iowa. Sorrento Pacific Financial, LLC is a business based in San Diego, CA. The investment advisory business has offices in 31 locations and a total of 198 financial advisors. It manages $173 million in assets across its 800 client accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm provides financial advice to one charitable organizations. Of its 800 client accounts, just 3% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees charged by financial advisors usually are based on which services the firm provides the client. Fees billed by Sorrento Pacific Financial, LLC may include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Sorrento Pacific Financial, LLC Brokerage Details
$172,937,760
198
800
$216,172
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Kathryn Hooper Work History
Kathryn has been registered as a financial advisor for 6 years.*
Iowa State Bank
Sorrento Paficif Financial, LLC
Invest Financial Corporation
Boyle Capital Management
Unemplyed
Broker Dealer Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathryn Hooper to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sorrento Pacific Financial, LLC
Dedham, MA
Des Moines, IA
San Diego, CA
Pigeon, MI
San Diego, CA
Vacherie, LA
San Diego, CA
Urbandale, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
