Thrivent Investment Management Inc

Investment Advisor
in Ames, IA

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About this Advisor

Katie Regan is a financial advisor working in Ames, Iowa, who has 13 years of professional experience. Regan works at Thrivent Investment Management Inc. Over the course of their career, they have held roles at Koerner Whipple Pharmacy, Thrivent Investment Management Inc and Thrivent Financial. Regan holds Series 63 and Series 66 licenses, certifying them as a securities broker, and can advise clients in Iowa. Thrivent Investment Management Inc is an advisory business based out of Ames, Iowa. The investment advisory business has offices in 1,055 locations and a total of 3,507 people on staff. It handles $14 billion in assets under management among its 36,159 customer accounts, placing it among the largest firms in the country by assets under management. Of its 36,159 client accounts, 17% belong to high-net-worth investors who have at least $1 million in investable assets. The business has a few services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fees are based on which services are provided. Fee types billed by Thrivent Investment Management Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees



Office Location

2705 Northridge Pkwy
Ames, IA 50010

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management


IA Average: $5,289,111,388
Total Number of Employees


IA Average: 157
Total Number of Accounts


IA Average: 8,262
Average Account Size


IA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Katie Regan Work History

Katie has 13 years of experience.

2018 - Present (5 years)

Thrivent Financial

2017 - Present (6 years)

Thrivent Investment Management Inc

2017 - 2018 (1 year)

Thrivent Financial

2009 - 2017 (8 years)

Koerner Whipple Pharmacy


Katie Regan has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Thrivent Investment Management Inc

Mark Massmann
Minneapolis, MN
Rodger Byrdy
Scottsdale, AZ
Scott Dittmer
Tulsa, OK
Gina Aguilar
Valparaiso, IN
Jessica Manna
Omaha, NE
Richard Buffkin
Pfafftown, NC
Gregory Schraufnagel
Minneapolis, MN
Jonathan Cook
Ozark, AL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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