Lance
Gardner
Principal Securities, Inc
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About this Advisor
Lance Gardner is a financial advisor based in West Des Moines, Iowa with 7 years of industry experience. Gardner is on the advisory team at Principal Securities, Inc. During their career, Gardner has held roles at Principal Securities Inc, Principal Life Ins Co and Princor Financial Services Corp. Gardner holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and can advise clients in Iowa and Texas. Principal Securities, Inc is a business operating out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 financial advisors. It administers $9 billion in assets under management between its 46,075 client accounts, making it one of the biggest firms in the nation by assets under management. The firm provides financial advice to 34 charities and foundations. Of its 46,075 client accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets. Principal Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on which service is offered. However, fee types charged by Principal Securities, Inc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lance Gardner Work History
Lance has been registered as a financial advisor for 7 years.*
Principal Securities Inc
Principal Life Ins Co
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lance Gardner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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