Laurie
Ketterling

Ria Advisory Group, LLC

CRD#5862749
Investment Advisor
in Des Moines, IA

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About this Advisor

Laurie Ketterling is a financial advisor operating out of Des Moines, Iowa, who has 3 years of industry experience. Ketterling currently works for Ria Advisory Group, LLC. Their career trajectory has included roles at Principal Financial Group, Princor Financial Services Corp, Lpl Financial, LLC, Visionpoint Advisory Group, LLC and Ria Advisory Group LLC. Ketterling holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in South Dakota. Ria Advisory Group, LLC is an advisory company operating out of Des Moines, IA. The company has offices in 16 locations and a total of 23 financial advisors. It administers $346 million in assets among its 3,047 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 3,047 accounts, just 3% belong to high-net-worth individuals who have at least $1 million in investable assets. Ria Advisory Group, Llc provides portfolio management for individuals and small businesses. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fee types charged by Ria Advisory Group, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

500 Sw 7Th Street Suite 305
Des Moines, IA 50309

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Ria Advisory Group, LLC Brokerage Details

Total Assets Under Management

$345,689,048

IA Average: $9,259,360,772
Total Number of Employees

23

IA Average: 166
Total Number of Accounts

3,047

IA Average: 7,189
Average Account Size

$113,452

IA Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Laurie Ketterling Work History

Laurie has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Ria Advisory Group LLC

2018 - 2020 (2 years)

Lpl Financial, LLC

2018 - 2020 (2 years)

Visionpoint Advisory Group, LLC

2010 - 2018 (8 years)

Principal Financial Group

2010 - 2018 (8 years)

Princor Financial Services Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Laurie Ketterling to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ria Advisory Group, LLC

Nathan Fichter
Elk Horn, NE
Mark Bakker
Urbandale, IA
Patrick Mccabe
Des Moines, IA
Laurie Ketterling
Des Moines, IA
Todd Adams
Des Moines, IA
John Peak
Des Moines, IA
Christopher Hanson
Des Moines, IA
Dana Rausch
Sioux Falls, SD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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