Laurie
Ketterling

Ria Advisory Group, LLC

CRD#5862749
Investment Advisor
in Des Moines, IA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Laurie Ketterling is a financial advisor based in Des Moines, Iowa, working with Ria Advisory Group, LLC. Laurie has previously held positions at Principal Financial Group, Princor Financial Services Corp, Lpl Financial, LLC, Visionpoint Advisory Group, LLC, and Ria Advisory Group LLC. Laurie has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in South Dakota. Currently, Laurie is part of Ria Advisory Group, LLC, which operates out of Des Moines, Iowa. The firm has 12 offices and 21 employees. The firm manages assets totaling $398.9 million and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses. The fee structure at Ria Advisory Group, LLC includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

500 Sw 7Th Street Suite 305
Des Moines, IA 50309

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ria Advisory Group, LLC Brokerage Details

Total Assets Under Management

$398,868,182

IA Average: $9,259,360,772
Total Number of Employees

21

IA Average: 166
Total Number of Accounts

2,799

IA Average: 7,189
Average Account Size

$142,504

IA Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Laurie Ketterling Work History

2020 - Present (4 years)

Ria Advisory Group LLC

2018 - 2020 (2 years)

Lpl Financial, LLC

2018 - 2020 (2 years)

Visionpoint Advisory Group, LLC

2010 - 2018 (8 years)

Principal Financial Group

2010 - 2018 (8 years)

Princor Financial Services Corp

Disclosures

Please visit the SEC profile of Laurie Ketterling to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ria Advisory Group, LLC

Patrick Mccabe
Des Moines, IA
Houstyn Heinz
Des Moines, IA
Andrew Susanin
Des Moines, IA
Tyler Bookin-Nosbisch
Des Moines, IA
Nathan Fichter
Elk Horn, NE
Todd Adams
Des Moines, IA
Laurie Ketterling
Des Moines, IA
Dana Rausch
Sioux Falls, SD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started