Michael
Mcmullan
Principal Securities, Inc
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About this Advisor
Michael Mcmullan is a chartered financial consultant operating out of West Des Moines, Iowa with 17 years of relevant experience. Mcmullan is on the advisory team at Principal Securities, Inc. Over the course of their career, Mcmullan has held roles at Princor Financial Services Corporation, Principal Securities Inc and Principal Life Insurance Company. Mcmullan maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and can advise clients in Iowa and Texas. Principal Securities, Inc is a financial advisory company operating out of Des Moines, IA. The company has offices in 350 locations and a total of 1,430 advisors. It handles $9 billion in assets across its 46,075 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 34 charitable organizations. Of its 46,075 client accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets available to invest. The business provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on which services are offered. Fees billed by Principal Securities, Inc can include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$9,416,854,861
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
1,430
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46,075
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$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Michael Mcmullan Work History
Michael has been registered as a financial advisor for 17 years.*
Principal Securities Inc
Principal Life Insurance Company
Princor Financial Services Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Mcmullan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Fairport, NY
Des Moines, IA
Tampa, FL
Williamston, MI
Bethesda, MD
Neenah, WI
Puyallup, WA
Birmingham, AL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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