Principal Securities, Inc

Investment Advisor
in West Des Moines, IA
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About this Advisor

Michael Mcmullan is a financial advisor who is based out of West Des Moines, Iowa. Currently an investment advisor at Principal Securities, Inc, they have accrued 12 years of experience as an investment advisor. Mcmullan has Series 63 and Series 66 licenses, qualifying the advisor as a securities representative. Mcmullan can advise customers in Iowa. Over the course of their career, they have held roles at Princor Financial Services Corporation, Principal Life Insurance Co and Heartland Financial Resource Group. Principal Securities, Inc is based out of West Des Moines, Iowa, and has 354 additional offices across the United States. In aggregate, Principal Securities, Inc oversees $6 billion in assets dispersed across 28,235 client accounts and retains more than 1,687 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Principal Securities, Inc can offer financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


IA Average: $9,259,360,772
Total Number of Employees


IA Average: 166
Total Number of Accounts


IA Average: 7,189
Average Account Size


IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Michael Mcmullan Work History

Michael has 12 years of experience.

2006 - Present (13 years)

Princor Financial Services Corporation

2006 - Present (13 years)

Principal Life Insurance Co

2011 - 2013 (2 years)

Heartland Financial Resource Group


Michael Mcmullan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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