Philip
Lockwood
Spc
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About this Advisor
Philip Lockwood is a financial advisor who works out of Des Moines, Iowa who has 11 years of industry experience. Lockwood works at Spc. Their career trajectory has included roles at Sammons Securities, LLC and Parkland Securities, LLC. Lockwood maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Arizona, Iowa, Nebraska and North Dakota. Spc is a firm based out of Ann Arbor, MI. The company has offices in 426 locations and a total of 610 advisors. It has $6 billion in total assets between its 34,594 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 20 charitable organizations. Of its 34,594 accounts, just 8% belong to high-net-worth investors who have at least $1 million in investable assets. Spc performs a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules typically are based on the financial services offered. Fees charged by Spc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,964,256,852
610
34,594
$172,407
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Philip Lockwood Work History
Philip has been registered as a financial advisor for 11 years.*
Parkland Securities, LLC
Sammons Securities, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Philip Lockwood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spc
Madison, MS
Ann Arbor, MI
Colorado Springs, CO
Fort Lauderdale, FL
Ann Arbor, MI
Ann Arbor, MI
Victoria, TX
Ann Arbor, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
