Richard
Nelson
Lpl Financial LLC
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About this Advisor
Richard Nelson is a financial advisor working out of Ames, Iowa, who has been in the financial industry for 21 years. Nelson currently works for Lpl Financial LLC. They have been with Lpl Financial Llc for all of their career. Nelson has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Iowa and Texas. Lpl Financial LLC is a registered investment business based in Ames, Iowa. The company has offices in 9,898 locations and a total of 28,744 employees. It administers $404 billion in assets under management between its 1,517,995 accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 3,162 charitable organizations. Of its 1,517,995 customer accounts, 31% are associated with high-net-worth clients who have more than $1 million in investable assets. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management largely depend on which services are offered. However, fees billed by Lpl Financial LLC can be comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Lpl Financial LLC Brokerage Details
$404,176,194,148
28,744
1,517,995
$266,257
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Richard Nelson Work History
Richard has 21 years of experience.
Lpl Financial LLC
Disclosures
Richard Nelson has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Lpl Financial LLC
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Oxnard, CA
San Diego, CA
Seattle, WA
Louisville, KY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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