Principal Securities, Inc
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About this Advisor
Richard Prey is an investment advisor who is based out of West Des Moines, Iowa. Currently an investment advisor at Principal Securities, Inc, Prey has an impressive 25 years of work experience in the financial advisory industry. Prey holds Series 63 and Series 66 licenses, which designate them as a securities broker. Prey is registered to serve investors based out of Iowa. During their career, the advisor has held roles at Principal Mutual Life Insurance Co/The P and Princor Financial Services Corporation. Principal Securities, Inc is located in West Des Moines, Iowa, and operates out of 354 other locations in the country. Overall, Principal Securities, Inc oversees $6 billion in assets across 28,235 client accounts and retains more than 1,687 people. The amount of assets the firm manages places it among the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Richard Prey Work History
Richard has 25 years of experience.
Principal Mutual Life Insurance Co/The P
Princor Financial Services Corporation
Richard Prey has no disclosures.
Please visit their SEC profile for more details.