Richard
Smith

Woodbury Financial Services, Inc

CRD#2608336
Investment Advisor
in Ames, IA

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About this Advisor

Richard Smith is a financial advisor operating out of Ames, Iowa, with a total of 12 years of experience as a financial advisor. Smith is on the advisory team at Woodbury Financial Services, Inc. They have spent their complete career at Woodbury Financial Services, Inc. Smith maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to operate in Iowa. Woodbury Financial Services, Inc is an advisory business that has its headquarters in Ames, Iowa. The company has offices in 634 locations and a total of 1,925 advisors. It oversees $8 billion in assets among its 45,748 client accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advice to 108 charitable organizations. Of its 45,748 accounts, 15% belong to high-net-worth clients who have at least $1 million in assets. Woodbury Financial Services, Inc has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees vary depending on which services the firm provides the client. However, fees charged by Woodbury Financial Services, Inc likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

311 Lincoln Way Suite 2
Ames, IA 50010

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Woodbury Financial Services, Inc Brokerage Details

Total Assets Under Management

$7,631,833,044

IA Average: $5,289,111,388
Total Number of Employees

1,925

IA Average: 157
Total Number of Accounts

45,748

IA Average: 8,262
Average Account Size

$166,823

IA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Smith Work History

Richard has 13 years of experience.

2007 - Present (13 years)

Woodbury Financial Services

Disclosures

Richard Smith has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Woodbury Financial Services, Inc

Jason Knight
Salt Lake City, UT
Gary Scott
Saint Peters, MO
Robert Teske
Warrenville, IL
David Hansen
Mukwonago, WI
Liza Firmin
Center, TX
Carolyn Woody
Tinton Falls, NJ
Kristy Lungwitz
Atlanta, GA
John Schindler
Knoxville, TN

This content was compiled from the SEC and FINRA.

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