Richard
Smith

Woodbury Financial Services, Inc

CRD#2608336
Investment Advisor
in Ames, IA
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About this Advisor

Richard Smith is a financial advisor whose office is in Ames, Iowa. Currently a registered investment advisor with Woodbury Financial Services, Inc, Smith has 11 years of practice as a registered advisor. Smith maintains Series 63 and Series 66 licenses, certifying them as a securities broker. Smith is able to work with customers in Iowa. Smith has worked their career at Woodbury Financial Services, Inc. Woodbury Financial Services, Inc is headquartered in Ames, Iowa, and operates out of 590 brick-and-mortar locations in the country. As a firm, Woodbury Financial Services, Inc manages $7 billion in assets throughout 36,076 accounts and retains more than 1,945 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the nation. The firm manages 13,010 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 10% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Woodbury Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

311 Lincoln Way Suite 2
Ames, IA 50010

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Woodbury Financial Services, Inc Brokerage Details

Total Assets Under Management

$5,742,028,225

IA Average: $5,289,111,388
Total Number of Employees

1,945

IA Average: 157
Total Number of Accounts

36,076

IA Average: 8,262
Average Account Size

$159,165

IA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Smith Work History

Richard has 11 years of experience.

2007 - Present (12 years)

Woodbury Financial Services

Disclosures

Richard Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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