Lpl Financial LLC

Investment Advisor
in Cedar Rapids, IA

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About this Advisor

Roger Abel is a financial advisor operating out of Cedar Rapids, Iowa, with a total of 10 years in the industry. Abel currently works for Lpl Financial LLC. Over the course of their career, they have held roles at Ameritas Investment Corp, Aviva Usa Corporation, Premier Advisors LLC, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Incq and Lpl Financial LLC. Abel has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Iowa and Texas. Lpl Financial LLC is a financial advisory firm that has its headquarters in Cedar Rapids, Iowa. The firm has offices in 9,898 locations and a total of 28,744 advisors. It has $404 billion in total assets across its 1,517,995 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 3,162 charitable organizations. Of its 1,517,995 accounts, 31% are associated with high-net-worth clients who have at least $1 million in investable assets. The firm offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually depend on which service is offered. Fee types billed by Lpl Financial LLC likely consist of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

3600 1St Avenue Ne Ste 100
Cedar Rapids, IA 52402

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Lpl Financial LLC Brokerage Details

Total Assets Under Management


IA Average: $646,059,043
Total Number of Employees


IA Average: 13
Total Number of Accounts


IA Average: 661
Average Account Size


IA Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Roger Abel Work History

Roger has 10 years of experience.

2018 - Present (4 years)

Lpl Financial LLC

2012 - 2012 (< 1 year)

Ameritas Investment Corp

2012 - 2012 (< 1 year)

Aviva Usa Corporation

2012 - 2012 (< 1 year)

Premier Advisors LLC

2012 - 2018 (6 years)

Cambridge Investment Research, Inc

2012 - 2018 (6 years)

Cambridge Investment Research Advisors, Incq


Roger Abel has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Ruthanna Goodman
Louisville, KY
Anthony Velarde
Oxnard, CA
Robert Brickey
Fayetteville, NC
Samuel Sharples
Hamilton, MT
William Bernarduci
Boston, MA
Gregory Ward
Clarkston, WA
Jacob Collins
Seward, AK

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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