Roger
Ruden

Axa Advisors, LLC

CRD#2443415
Investment Advisor
in West Des Moines, IA
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About this Advisor

Roger Ruden is an advisor whose office is in West Des Moines, Iowa. Currently a registered advisor with Axa Advisors, LLC, Ruden has 14 years of practice in the financial advisory industry. Ruden maintains Series 63 and Series 66 licenses, designating the advisor as a securities agent. Ruden is registered to serve customers based out of California, Iowa, Nevada, Florida and Missouri. Ruden has gained experience at Ing Financial Partners, Inc and Axa Advisors, LLC. Axa Advisors, LLC is based out of West Des Moines, Iowa, and has 844 other brick-and-mortar locations across the country. In total, Axa Advisors, LLC oversees $15 billion in assets throughout 52,116 client accounts and employs more than 5,774 people. The firm's total assets under management places it among the biggest firms in the country. The firm manages 8,811 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 34% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Axa Advisors, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

4401 Westown Parkway Suite 300
West Des Moines, IA 50266

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Axa Advisors, LLC Brokerage Details

Total Assets Under Management

$14,671,064,923

IA Average: $7,464,549,021
Total Number of Employees

5,930

IA Average: 88
Total Number of Accounts

53,005

IA Average: 3,892
Average Account Size

$276,786

IA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Roger Ruden Work History

Roger has 14 years of experience.

2008 - Present (11 years)

Axa Advisors, LLC

2004 - 2008 (4 years)

Ing Financial Partners, Inc

Disclosures

Roger Ruden has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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