Principal Securities, Inc

Investment Advisor
in West Des Moines, IA

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About this Advisor

Ryan Swalwell is a financial advisor based in West Des Moines, Iowa. Currently an advisor with Principal Securities, Inc, Swalwell has 10 years of practice as a registered advisor. Swalwell has a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Swalwell is registered to serve customers based out of Iowa. The advisor has gained experience at Principal International, Principal Life Insurance Company, Princor Financial Services Corporation and Heartland Financial Resource Group. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and has 350 brick-and-mortar locations across the nation. In aggregate, Principal Securities, Inc oversees $6 billion in assets throughout 31,797 client accounts and retains more than 1,603 people. The amount of assets the firm manages makes it one of the biggest firms in the country. The firm manages 15,510 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 3% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Principal Securities, Inc can offer financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

6701 Westown Pkwy Ste 220
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


IA Average: $9,259,360,772
Total Number of Employees


IA Average: 166
Total Number of Accounts


IA Average: 7,189
Average Account Size


IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Ryan Swalwell Work History

Ryan has 11 years of experience.

2012 - Present (8 years)

Heartland Financial Resource Group

2011 - Present (9 years)

Princor Financial Services Corporation

2011 - Present (9 years)

Principal Life Insurance Company

2011 - 2011 (< 1 year)

Principal Life Insurance Company

2009 - 2011 (2 years)

Principal International


Ryan Swalwell has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Jennifer Cromer
Jacksonville, FL
Brian Anderson
Mount Pleasant, SC
Christina Loranger
Waltham, MA
Paul Kranich
Walnut Creek, CA
John Murray
Wayne, PA
Diana Hutson
Ames, IA
Conrad Beeler
Lansing, MI
Joseph Pearcy
Kalamazoo, MI

This content was compiled from the SEC and FINRA.

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