Sarah
Frieberg

Principal Securities, Inc

CRD#6203241
Investment Advisor
in Des Moines, IA

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About this Advisor

Sarah Frieberg is a financial advisor who works in Des Moines, Iowa with a total of 7 years of industry experience. Frieberg is on the advisory team at Principal Securities, Inc. During their career, the advisor has held roles at Rubes Steakhouse, Drake University, Merrill Lynch, Principal Life Insurance, Principal Securities Inc, Madden Wealth Management LLC, Principal Life Insurance Company and Smith Frieberg Financial/Smith Frieberg. Frieberg maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Iowa and Texas. Principal Securities, Inc is a financial advisory business that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 people on staff. It controls $9 billion in assets under management among its 46,075 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 34 charities and foundations. Of its 46,075 accounts, just 3% belong to high-net-worth clients who have at least $1 million in investable assets. Principal Securities, Inc provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on the type of financial services provided. Fees charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4019 Ingersoll Ave
Des Moines, IA 50312

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IA Average: $9,259,360,772
Total Number of Employees

1,430

IA Average: 166
Total Number of Accounts

46,075

IA Average: 7,189
Average Account Size

$204,381

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Sarah Frieberg Work History

Sarah has been registered as a financial advisor for 7 years.*

2019 - Present (5 years)

Smith Frieberg Financial/Smith Frieberg

2017 - Present (7 years)

Principal Life Insurance Company

2016 - Present (8 years)

Principal Securities Inc

2018 - 2019 (1 year)

Madden Wealth Management LLC

2017 - 2017 (< 1 year)

Principal Life Insurance Company

2014 - 2017 (3 years)

Principal Life Insurance

2013 - 2013 (< 1 year)

Merrill Lynch

2010 - 2014 (4 years)

Rubes Steakhouse

2009 - 2013 (4 years)

Drake University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sarah Frieberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jairus Halladay
Milwaukee, WI
William Daines
Tampa, FL
Conrad Beeler
Lansing, MI
Benjamin Eichler
Williamston, MI
John Pettit
Puyallup, WA
James Henry
Wdm, IA
Craig Forster
Arlington, TX
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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