Principal Securities, Inc
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About this Advisor
Saurav Bhattacharyya is an investment advisor in West Des Moines, Iowa. Currently a registered advisor with Principal Securities, Inc, Bhattacharyya has 11 years of experience as an investment advisor. Bhattacharyya maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Bhattacharyya can operate in Iowa. Their career trajectory has included roles at Princor Financial Services Corporation, Principal Life Insurance and Premac Wealth Management Services. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and operates out of 354 locations in the nation. In total, Principal Securities, Inc oversees $6 billion in assets throughout 28,235 client accounts and retains more than 1,687 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Saurav Bhattacharyya Work History
Saurav has 11 years of experience.
Premac Wealth Management Services
Princor Financial Services Corporation
Principal Life Insurance
Saurav Bhattacharyya has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Principal Securities, Inc
West Des Moines, IA
West Des Moines, IA
Walnut Creek, CA