Saurav
Bhattacharyya

Principal Securities, Inc

CRD#5464580
Investment Advisor
in West Des Moines, IA
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About this Advisor

Saurav Bhattacharyya is an investment advisor in West Des Moines, Iowa. Currently a registered advisor with Principal Securities, Inc, Bhattacharyya has 11 years of experience as an investment advisor. Bhattacharyya maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Bhattacharyya can operate in Iowa. Their career trajectory has included roles at Princor Financial Services Corporation, Principal Life Insurance and Premac Wealth Management Services. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and operates out of 354 locations in the nation. In total, Principal Securities, Inc oversees $6 billion in assets throughout 28,235 client accounts and retains more than 1,687 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

5550 Wild Rose Ln Ste 400
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

IA Average: $9,259,360,772
Total Number of Employees

1,603

IA Average: 166
Total Number of Accounts

31,797

IA Average: 7,189
Average Account Size

$192,151

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Saurav Bhattacharyya Work History

Saurav has 11 years of experience.

2010 - Present (9 years)

Premac Wealth Management Services

2007 - Present (12 years)

Princor Financial Services Corporation

2007 - 2012 (5 years)

Principal Life Insurance

Disclosures

Saurav Bhattacharyya has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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