Sean
Mullane

Principal Securities, Inc

CRD#2111529
Investment Advisor
in West Des Moines, IA

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About this Advisor

Sean Mullane is a certified financial planner who is based out of West Des Moines, Iowa. Currently a registered investment advisor with Principal Securities, Inc, Mullane has a notable 28 years of work experience as a financial advisor. Mullane maintains a Series 63 license, certifying them as a securities agent. Mullane is registered to operate based out of Iowa. Mullane has gained experience at Princor Financial Services Corporation and Principal Life Ins Co. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and has 354 other brick-and-mortar locations across the country. In aggregate, Principal Securities, Inc oversees $6 billion in assets across 28,235 accounts and retains more than 1,687 people. The firm's total assets under management places it among the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

28 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

IA Average: $9,259,360,772
Total Number of Employees

1,603

IA Average: 166
Total Number of Accounts

31,797

IA Average: 7,189
Average Account Size

$192,151

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Sean Mullane Work History

Sean has 28 years of experience.

1998 - Present (21 years)

Principal Life Ins Co

1990 - Present (29 years)

Princor Financial Services Corporation

Disclosures

Sean Mullane has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Christopher Dancy
Roseville, CA
Ryan Swalwell
West Des Moines, IA
Seth Morsey
Roseville, CA
Matthew Banzhaf
West Des Moines, IA
Brian Klemczak
Lansing, MI
Ryan Heidrich
Walnut Creek, CA
Joshua Lieder
Onalaska, WI
Signe Nelson-Combs
Davenport, IA

This content was compiled from the SEC and FINRA.

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