Principal Securities, Inc
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About this Advisor
Sean Mullane is a certified financial planner who is based out of West Des Moines, Iowa. Currently a registered investment advisor with Principal Securities, Inc, Mullane has a notable 28 years of work experience as a financial advisor. Mullane maintains a Series 63 license, certifying them as a securities agent. Mullane is registered to operate based out of Iowa. Mullane has gained experience at Princor Financial Services Corporation and Principal Life Ins Co. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and has 354 other brick-and-mortar locations across the country. In aggregate, Principal Securities, Inc oversees $6 billion in assets across 28,235 accounts and retains more than 1,687 people. The firm's total assets under management places it among the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Sean Mullane Work History
Sean has 28 years of experience.
Principal Life Ins Co
Princor Financial Services Corporation
Sean Mullane has no disclosures.
Please visit their SEC profile for more details.