Stephen
Utsler

Principal Securities, Inc

CRD#2047605
Investment Advisor
in West Des Moines, IA

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About this Advisor

Stephen Utsler is a financial advisor based in West Des Moines, Iowa, working with Principal Securities, Inc. Stephen has previously held positions at Princor Financial Services Corporation, Principal Life Insurance, Principal Securities Inc, Principal Life Insurance Company, The Business People, and Wealth By Choice. Stephen has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Iowa. Currently, Stephen is part of Principal Securities, Inc, which operates out of West Des Moines, Iowa. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

IA Average: $9,259,360,772
Total Number of Employees

1,349

IA Average: 166
Total Number of Accounts

54,844

IA Average: 7,189
Average Account Size

$220,730

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Utsler Work History

2023 - Present (1 year)

Wealth By Choice

2020 - Present (4 years)

The Business People

2018 - Present (6 years)

Principal Life Insurance Company

2016 - Present (8 years)

Principal Securities Inc

2013 - 2016 (3 years)

Princor Financial Services Corporation

1999 - 2018 (19 years)

Principal Life Insurance

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Disclosures

Please visit the SEC profile of Stephen Utsler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

William Krag
Collierville, TN
Mandi Dillon
Des Moines, IA
Michael Harken
Camdenton, MO
Roger Goren
Melville, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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