Susan
Dougherty

Cambridge Investment Research Advisors, Inc

CRD#4768853
Investment Advisor
in Fairfield, IA

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About this Advisor

Susan Dougherty is a chartered financial consultant who works in Fairfield, Iowa who has 6 years of relevant experience. Dougherty works at Cambridge Investment Research Advisors, Inc. Throughout their career, Dougherty has worked at Questar Asset Management, Questar Capital Corporation, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Dougherty has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Iowa and New Jersey. Cambridge Investment Research Advisors, Inc is a company operating out of Fairfield, IA. The company has offices in 2,023 locations and a total of 3,352 financial advisors. It controls $82 billion in total assets between its 461,370 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises six charities and foundations. Of its 461,370 client accounts, just 10% are held by high-net-worth investors who have greater than $1 million in investable assets. The advisory firm provides a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial advice are based on which services the firm provides the client. Fees billed by Cambridge Investment Research Advisors, Inc can include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Chartered Financial Consultant

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1776 Pleasant Plain Rd
Fairfield, IA 52556

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

IA Average: $9,259,360,772
Total Number of Employees

3,352

IA Average: 166
Total Number of Accounts

461,370

IA Average: 7,189
Average Account Size

$178,659

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Susan Dougherty Work History

Susan has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Cambridge Investment Research, Inc

2017 - Present (7 years)

Cambridge Investment Research Advisors, Inc

2017 - Present (7 years)

Cambridge Investment Research, Inc

2006 - 2017 (11 years)

Questar Asset Management

2006 - 2017 (11 years)

Questar Capital Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Susan Dougherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Tomas Cern
Tolland, CT
Richard Habel
Salt Lake City, UT
Ryan Bouchard
Kennesaw, GA
Andrew Wittich
Houston, TX
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
James Hinson
Brentwood, TN
Laurie Taylor
Ormond Beach, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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