Thomas
Clark

Sowell Management

CRD#47906
Investment Advisor
in West Des Moines, IA

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About this Advisor

Thomas Clark is a chartered financial consultant who works out of West Des Moines, Iowa with 7 years of relevant experience. Clark is on the advisory team at Sowell Management. The advisor has gained experience at Vsr Financial Services Inc, Vsr Advisory Services, Compensation Designs, Concert Wealth Management, Inc, Dinosaur Financial Group, International Assets Advisory, LLC and Sowell Financial Services, LLC. Clark holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Iowa. Sowell Management is an advisory firm operating out of North Little Rock, AR. The investment advisory business has offices in 55 locations and a total of 122 financial advisors. It administers $3 billion in total assets across its 12,450 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advice to 18 charities and foundations. Of its 12,450 accounts, just 4% are associated with high-net-worth investors who have greater than $1 million in assets. The business offers a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules typically are based on which services the firm provides the client. However, fees billed by Sowell Management can include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1603 22Nd Street Suite 202
West Des Moines, IA 50266

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Sowell Management Brokerage Details

Total Assets Under Management

$2,809,119,381

IA Average: $880,205,985
Total Number of Employees

122

IA Average: 42
Total Number of Accounts

12,450

IA Average: 1,714
Average Account Size

$225,632

IA Average: $513,539

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Thomas Clark Work History

Thomas has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Sowell Financial Services, LLC

1986 - Present (38 years)

Compensation Designs

2016 - 2017 (1 year)

Concert Wealth Management, Inc

2016 - 2016 (< 1 year)

Dinosaur Financial Group

2016 - 2016 (< 1 year)

International Assets Advisory, LLC

2007 - 2016 (9 years)

Vsr Advisory Services

2002 - 2016 (14 years)

Vsr Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Clark to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sowell Management

Jessica Poynter
Little Rock, AR
Stephen Carter
Houston, TX
Larry Mccorkell
North Little Rock, AR
Miki Morrow
North Little Rock, AR
Eric Billimoria
Schaumburg, IL
Matthew Reakus
Marlton, NJ
Vyacheslav Palamarchuk
North Little Rock, AR
Nicholas Daddona
North Little Rock, AR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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