Thomas
Mueller

Royal Alliance Associates, Inc

CRD#825360
Investment Advisor
in Bettendorf, IA

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About this Advisor

Thomas Mueller is a certified financial planner based out of Bettendorf, Iowa with a total of 5 years of relevant experience. Mueller is on the advisory team at Royal Alliance Associates, Inc. Their career trajectory has included roles at Thomas V. Mueller Benefit Planners & Company, LLC, Transamerica Financial Advisors, Inc, Benefit Planners Company, Signator Investors, Inc and Royal Alliance Associates, Inc. Mueller holds a Series 63 license, qualifying them as a securities agent, and is registered to work in Iowa. Royal Alliance Associates, Inc is a company that has its headquarters in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 employees. It controls $30 billion in assets between its 149,233 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 191 charitable organizations. Of its 149,233 accounts, just 11% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely depend on the financial services. However, fees billed by Royal Alliance Associates, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2500 18Th Street 2Nd Floor, Grampp Realty Bldg.
Bettendorf, IA 52722

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

IA Average: $10,121,009,343
Total Number of Employees

3,704

IA Average: 92
Total Number of Accounts

149,233

IA Average: 6,978
Average Account Size

$197,920

IA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Mueller Work History

Thomas has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2016 - Present (8 years)

Signator Investors, Inc

1999 - Present (25 years)

Thomas V. Mueller Benefit Planners & Company, LLC

1979 - Present (45 years)

Benefit Planners Company

2009 - 2016 (7 years)

Transamerica Financial Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Mueller to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Austen Harvey
Jersey City, NJ
Stephen Carter
Grandville, MI
David Whitfield
Mishawaka, IN
Samuel Clark
South Jordan, UT
Amanda Johnson
Spokane, WA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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