Thomas
Sueppel

Principal Advised Services

CRD#2230386
Investment Advisor
in Des Moines, IA

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About this Advisor

Thomas Sueppel is a financial advisor who works out of Des Moines, Iowa with 1 year of relevant experience. Sueppel is currently employed by Principal Advised Services. Throughout their career, they have worked at Principal Securities Inc, Principal Life Insurance Company and Principal Advised Services. Sueppel holds Series 63 and Series 66 licenses, designating them as a securities agent, and is registered to advise clients in Iowa. Principal Advised Services is an advisory firm that has its headquarters in Des Moines, IA. It has offices in 12 locations and a total of 115 people on staff. It controls $353 million in assets under management between its 8,370 client accounts, making it one of the bigger firms in the country by assets under management. Principal Advised Services provides a set of services, including portfolio management for individuals and small businesses and selection of other advisers. Financial management fees largely vary depending on which services the firm provides the client. However, fee types charged by Principal Advised Services typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

711 High St
Des Moines, IA 50392

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Principal Advised Services Brokerage Details

Total Assets Under Management

$352,564,235

IA Average: $9,259,360,772
Total Number of Employees

115

IA Average: 166
Total Number of Accounts

8,370

IA Average: 7,189
Average Account Size

$42,122

IA Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Thomas Sueppel Work History

Thomas has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Principal Advised Services

2003 - Present (21 years)

Principal Securities Inc

2003 - Present (21 years)

Principal Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Sueppel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Advised Services

Gerald Elliot
Valley City, OH
Jahaida Dari Moino
New York, NY
Scott Mueller
Lake Oswego, OR
William Taylor
Milwaukee, WI
Angelica Mendiola
Addison, TX
James Brisley
Minneapolis, MN
Craig Engel
Crown Point, IN
Jennifer Wolfe
Des Moines, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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