Todd
Graff

Principal Securities, Inc

CRD#2691623
Investment Advisor
in West Des Moines, IA
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About this Advisor

Todd Graff is a financial advisor who is based in West Des Moines, Iowa. Currently an investment advisor at Principal Securities, Inc, they have accrued 12 years of experience as a registered investment advisor. Graff holds a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Graff can act as an advisor based out of Iowa. Over the course of their career, Graff has held roles at Princor Financial Services and Principal Life Insurance. Principal Securities, Inc is headquartered in West Des Moines, Iowa, and has 354 additional locations throughout the nation. As a registered investment firm, Principal Securities, Inc oversees $6 billion in assets throughout 28,235 accounts and employs more than 1,687 people. The firm's total assets under management makes it one of the largest firms in the United States. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

IA Average: $9,259,360,772
Total Number of Employees

1,603

IA Average: 166
Total Number of Accounts

31,797

IA Average: 7,189
Average Account Size

$192,151

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Todd Graff Work History

Todd has 12 years of experience.

2006 - Present (13 years)

Princor Financial Services

2006 - Present (13 years)

Principal Life Insurance

Disclosures

Todd Graff has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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