Principal Securities, Inc

Investment Advisor
in Cedar Rapids, IA

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About this Advisor

Tyler Auman is a financial advisor based in Cedar Rapids, Iowa, who has been in the financial industry for 10 years. Auman is currently employed by Principal Securities, Inc. Over the course of their career, Auman has held roles at Principal Life Insurance Company, Principal Securities Inc, Hardscape Solutions, City Wide Construction, Northwestern Mutual and Union Financial, Inc. Auman maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Iowa. Principal Securities, Inc is an advisory firm that has its headquarters in Cedar Rapids, Iowa. It has offices in 350 locations and a total of 1,564 advisors. It controls $8 billion in assets between its 34,673 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides services to 29 charitable organizations. Of its 34,673 accounts, just 4% are held by high-net-worth individuals who have greater than $1 million in assets. Principal Securities, Inc has a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial management fee schedules usually vary depending on the type of services. However, fees charged by Principal Securities, Inc most likely are comprised of any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

200 2Nd Ave Se
Cedar Rapids, IA 52401

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


IA Average: $9,259,360,772
Total Number of Employees


IA Average: 166
Total Number of Accounts


IA Average: 7,189
Average Account Size


IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Tyler Auman Work History

Tyler has 10 years of experience.

2019 - Present (2 years)

Union Financial, Inc

2018 - Present (3 years)

Principal Life Insurance Company

2018 - Present (3 years)

Principal Securities Inc

2012 - 2013 (1 year)

Northwestern Mutual

2010 - 2018 (8 years)

Hardscape Solutions

2010 - 2014 (4 years)

City Wide Construction


Tyler Auman has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Marc Shepherd
Charlotte, NC
Skyler Roorda
Des Moines, IA
Jesse Clark
Sioux Falls, SD
William Schumaker
Mequon, WI
Jared Lapham
Cleveland, OH
Lyndon Crawford
Des Moines, IA
Alejandro Cook
Des Moines, IA
Rick Peterson
Hopkins, MN

This content was compiled from the SEC and FINRA.

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