Wynn
Walters

Ubs Financial Services Inc

CRD#2842692
Investment Advisor
in West Des Moines, IA

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About this Advisor

Wynn Walters is a financial advisor working out of West Des Moines, Iowa who has 17 years of industry experience. Walters is on the advisory team at Ubs Financial Services Inc. They have spent the entirety of their employment at Ubs Financial Services Inc. Walters has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to work in Iowa. Ubs Financial Services Inc is a registered investment firm operating out of Weehawken, NJ. The company has offices in 369 locations and a total of 13,059 financial advisors. It manages $601 billion in total assets among its 1,077,471 client accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 8,062 charitable organizations. Of its 1,077,471 customer accounts, 65% are held by high-net-worth investors who have at least $1 million in investable assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fees usually vary depending on which services the firm provides the client. Fees charged by Ubs Financial Services Inc can consist of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1075 Jordan Creek Parkway Suite 100
West Des Moines, IA 50266

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

IA Average: $10,121,009,343
Total Number of Employees

13,059

IA Average: 92
Total Number of Accounts

1,077,471

IA Average: 6,978
Average Account Size

$557,610

IA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Wynn Walters Work History

Wynn has been registered as a financial advisor for 17 years.*

2006 - Present (18 years)

Ubs Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wynn Walters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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