Douglas
Bennett

Nations Financial Group, Inc

CRD#1867275
Investment Advisor
in Lawrence, KS

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About this Advisor

Douglas Bennett is a financial advisor operating in Lawrence, Kansas with 13 years of relevant experience. Bennett is currently employed by Nations Financial Group, Inc. During their career, the advisor has held roles at K.C. Life/Caudle Financial, First Trust Of Kansas Inc, Nations Financial Group, Inc and Great Plains Financial Group. Bennett holds Series 63 and Series 66 licenses, certifying them as a securities broker, and is able to operate in Kansas and Texas. Nations Financial Group, Inc is a company headquartered in Cedar Rapids, IA. It has offices in 40 locations and a total of 85 advisors. It oversees $3 billion in assets under management between its 9,788 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 20 charitable organizations. Of its 9,788 accounts, 19% belong to high-net-worth investors who have more than $1 million in assets available to invest. Nations Financial Group, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors largely are based on the type of financial services. However, fees charged by Nations Financial Group, Inc can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3310 Mesa Way Suite 101
Lawrence, KS 66049

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Nations Financial Group, Inc Brokerage Details

Total Assets Under Management

$3,011,458,350

KS Average: $9,259,360,772
Total Number of Employees

85

KS Average: 166
Total Number of Accounts

9,788

KS Average: 7,189
Average Account Size

$307,668

KS Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Douglas Bennett Work History

Douglas has been registered as a financial advisor for 13 years.*

2010 - Present (14 years)

Nations Financial Group, Inc

2010 - Present (14 years)

Great Plains Financial Group

2003 - Present (21 years)

K.C. Life/Caudle Financial

1995 - Present (29 years)

First Trust Of Kansas Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Bennett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nations Financial Group, Inc

Douglas Stephens
Lawrence, KS
Tyler Coiner
Davenport, IA
Matthew Milito
Littleton, CO
Brian Stein
Cedar Rapids, IA
Jon Wych
Cedar Rapids, IA
Craig Schlueter
Cedar Rapids, IA
Deborah Johnson
Cedar Rapids, IA
Michael Kloc
Wayne, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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