Huy
Nguyen
Bok Financial Securities, Inc
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About this Advisor
Huy Nguyen is a financial advisor operating in Overland Park, Kansas who has 2 years of industry experience. Nguyen works at Bok Financial Securities, Inc. Throughout their career, they have worked at Wells Fargo Clearing Services, Wells Fargo Bank, Bokf, Na and Bok Financial Securities, Inc. Nguyen has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can advise clients in Kansas and Missouri. Bok Financial Securities, Inc is a registered investment firm based in Tulsa, OK. The firm has offices in 111 locations and a total of 155 financial advisors. It oversees $739 million in assets under management among its 3,217 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. The firm provides financial advice to five charities and foundations. Of its 3,217 accounts, just 8% are held by high-net-worth clients who have more than $1 million in assets available to invest. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors are based on which services are offered. Fees charged by Bok Financial Securities, Inc most likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bok Financial Securities, Inc Brokerage Details
$739,298,341
155
3,217
$229,810
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Huy Nguyen Work History
Huy has been registered as a financial advisor for 2 years.*
Bokf, Na
Bok Financial Securities, Inc
Wells Fargo Clearing Services
Wells Fargo Bank
Wells Fargo Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Huy Nguyen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bok Financial Advisors
Tulsa, OK
Tulsa, OK
Tulsa, OK
Houston, TX
Fort Worth, TX
Oklahoma City, OK
Houston, TX
Tulsa, OK
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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