James
Norton
Keating Financial Advisory Services
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About this Advisor
James Norton is a financial advisor working out of Manhattan, Kansas who has 16 years of relevant experience. Norton is on the advisory team at Keating Financial Advisory Services. During their career, Norton has held roles at Cafeteria/Pension Admin. Ltc Employee Benefits, Keating & Associates, Inc, Raymond James Financial Services, Inc, Keating Financial Advisory Services, LLC, Raymond James Financial Services Advisors, Inc, Assurity Life Insurance, Non-Variable Insurance and Pisces Wealth Team. Norton has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Kansas and Texas. Keating Financial Advisory Services is an advisory company that has its headquarters in Manhattan, KS. The firm has offices in four locations and a total of 29 employees. It handles $272 million in assets under management among its 154 accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. The company provides a diverse assortment of services, including financial planning services, pension consulting services, educational seminars and other services. Financial advisory fees typically depend on which services are offered. Fee types billed by Keating Financial Advisory Services may include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Keating Financial Advisory Services Brokerage Details
$271,620,765
29
154
$1,763,771
Investment Advisory Services
- Financial planning services
- Pension consulting services
- Educational seminars/workshops
- Other
James Norton Work History
James has been registered as a financial advisor for 16 years.*
Pisces Wealth Team
Assurity Life Insurance
Non-Variable Insurance
Raymond James Financial Services Advisors, Inc
Raymond James Financial Services, Inc
Cafeteria/Pension Admin. Ltc Employee Benefits
Keating & Associates, Inc
Keating Financial Advisory Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Norton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Keating Financial Advisory Services
Manhattan, KS
Manhattan, KS
Manhattan, KS
Manhattan, KS
Overland Park, KS
Manhattan, KS
Manhattan, KS
Manhattan, KS
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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