Joseph
Yates
Copper Financial
Answer a few questions and
get matched with an advisor.
About this Advisor
Joseph Yates is a financial advisor based in Lenexa, Kansas. Yates works at Copper Financial. During their career, Yates has held roles at Mhs Distributing, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Northwestern Mutual Wealth Management Company, Communityamerica Credit Union, Tin Kitchen, LLC and Copper Financial Network, LLC. Yates holds Series 66 and Series 63 licenses, qualifying them as a securities agent, and is approved to serve investors in Kansas. Copper Financial is a financial advisory firm that has its headquarters in Lenexa, KS. The company has offices in 28 locations and a total of 50 people on staff. It oversees $276 million in assets under management between its 2,406 client accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 2,406 customer accounts, just 1% are associated with high-net-worth individuals who have greater than $1 million in assets. Copper Financial performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Financial advisory fee schedules vary depending on which service is offered. However, fee types billed by Copper Financial likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Copper Financial Brokerage Details
$275,772,959
50
2,406
$114,619
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- Other
Joseph Yates Work History
Joseph has been registered as a financial advisor for 0 years.*
Tin Kitchen, LLC
Copper Financial Network, LLC
Communityamerica Credit Union
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services LLC
Northwestern Mutual Life Insurance Company
Mhs Distributing
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Yates to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Copper Financial
Lenexa, KS
Leawood, KS
Leawood, KS
Kansas City, MO
Lenexa, KS
Los Angeles, CA
Kansas City, MO
Shawnee, KS
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
