Matt
Waters

Prime Capital Investment Advisors, LLC

CRD#6286530
Investment Advisor
in Leawood, KS

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About this Advisor

Matt Waters is a financial advisor based in Leawood, Kansas, working with Prime Capital Investment Advisors, LLC. Matt has previously held positions at Cambridge Investment Research, Inc, Lawing Financial, Inc, Prime Capital Investment Advisors, LLC, and Private Client Services. Matt has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Colorado and Kansas. Currently, Matt is part of Prime Capital Investment Advisors, LLC, which operates out of Leawood, Kansas. The firm has 70 offices and 353 employees. The firm manages assets totaling $24.4 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Prime Capital Investment Advisors, LLC includes asset-based, hourly, fixed, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees, Others

Office Location

6201 College Blvd. Suite #150
Leawood, KS 66211

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Prime Capital Investment Advisors, LLC Brokerage Details

Total Assets Under Management

$24,362,866,552

KS Average: $2,243,162,756
Total Number of Employees

353

KS Average: 44
Total Number of Accounts

30,635

KS Average: 4,091
Average Account Size

$795,262

KS Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Matt Waters Work History

2017 - Present (7 years)

Prime Capital Investment Advisors, LLC

2018 - 2020 (2 years)

Private Client Services

2014 - 2018 (4 years)

Cambridge Investment Research, Inc

2014 - 2017 (3 years)

Lawing Financial, Inc

Disclosures

Please visit the SEC profile of Matt Waters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prime Capital Investment Advisors, LLC

Jasen Mangrum
Leawood, KS
Nicholas Stonnington
Pasadena, CA
Matt Waters
Leawood, KS
Steven Mcbrayer
Leawood, KS
Aaron Kolich
Leawood, KS
Jennifer Flaherty
Leawood, KS
Richard Murray
Leawood, KS
Tim Dowden
Leawood, KS

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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