Nicholas
Darrah

Principal Securities, Inc

CRD#5394741
Investment Advisor
in Overland Park, KS

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About this Advisor

Nicholas Darrah is a financial advisor based in Overland Park, Kansas, working with Principal Securities, Inc. Nicholas has previously held positions at Principal Securities Inc, Heffner Financial Services, and Stephens - Heffner Financial Partners. Nicholas has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Kansas. Currently, Nicholas is part of Principal Securities, Inc, which operates out of Overland Park, Kansas. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

11101 Switzer Rd Ste 100
Overland Park, KS 66210

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

KS Average: $9,259,360,772
Total Number of Employees

1,349

KS Average: 166
Total Number of Accounts

54,844

KS Average: 7,189
Average Account Size

$220,730

KS Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Darrah Work History

2019 - Present (5 years)

Stephens - Heffner Financial Partners

2014 - Present (10 years)

Principal Securities Inc

2016 - 2019 (3 years)

Heffner Financial Services

Disclosures

Please visit the SEC profile of Nicholas Darrah to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Francis D'Alia
Austin, TX
Michelle Hallett
Denver, CO
Benjamin Hardy
Almond, NY
Bryan Petrucci
Melville, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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