Richard
Malloy

Pfs Investments Inc

CRD#2004592
Investment Advisor
in Topeka, KS

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About this Advisor

Richard Malloy is a financial advisor who works out of Topeka, Kansas who has 11 years of industry experience. Malloy is an advisor for Pfs Investments Inc. Over the course of their career, Malloy has held roles at Pfs Investments Inc and Primerica Financial Services. Malloy has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Kansas. Pfs Investments Inc is a financial advisory firm operating out of Duluth, GA. The firm has offices in 1,646 locations and a total of 3,449 financial advisors. It manages $7 billion in total assets among its 56,552 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 36 charitable organizations. Of its 56,552 accounts, just 1% belong to high-net-worth individuals who have more than $1 million in investable assets. Pfs Investments Inc provides portfolio management for individuals and small businesses. A financial advisor's fee schedules typically are based on which services the firm provides the client. However, fee types billed by Pfs Investments Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

2900 Sw Wanamaker Drive Ste 106
Topeka, KS 66614

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Pfs Investments Inc Brokerage Details

Total Assets Under Management

$7,088,085,794

KS Average: $3,570,121,308
Total Number of Employees

3,449

KS Average: 58
Total Number of Accounts

56,552

KS Average: 1,608
Average Account Size

$125,337

KS Average: $2,220,225

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Richard Malloy Work History

Richard has been registered as a financial advisor for 11 years.*

1991 - Present (33 years)

Primerica Financial Services

1989 - Present (35 years)

Pfs Investments Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Malloy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Primerica Advisors

Alvin Hirata
Aiea, HI
Andrea Gibson
Rochester, MI
Hylton Davis
Orlando, FL
Malkah Glasgow
Valley Stream, NY
Rachael Pope
Duluth, GA
Samantha Woodin
Sugar Grove, PA
Francine Hollis
Cleveland, OH
David Johnstun
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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