Richard
Thompson

Lpl Financial LLC

CRD#6628669
Investment Advisor
in Great Bend, KS

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About this Advisor

Richard Thompson is a financial advisor who works out of Great Bend, Kansas who has 2 years of relevant experience. Thompson is currently employed by Lpl Financial LLC. During their career, Thompson has held roles at Ninnescah Drilling, LLC, Waddell & Reed Inc, Various Insurance Carriers For W&R Insurance Agencies, Thompson & Associates and Lpl Financial LLC. Thompson has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Kansas, Missouri and Texas. Lpl Financial LLC is a firm operating out of Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 people on staff. It oversees $368 billion in assets among its 1,688,501 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% are held by high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm offers a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on which service is offered. However, fee types charged by Lpl Financial LLC likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1516 Main St
Great Bend, KS 67530

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

KS Average: $646,059,043
Total Number of Employees

31,366

KS Average: 13
Total Number of Accounts

1,688,501

KS Average: 661
Average Account Size

$217,956

KS Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Thompson Work History

Richard has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lpl Financial LLC

2018 - 2021 (3 years)

Thompson & Associates

2016 - 2021 (5 years)

Waddell & Reed Inc

2016 - 2021 (5 years)

Various Insurance Carriers For W&R Insurance Agencies

2011 - 2016 (5 years)

Ninnescah Drilling, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Horn
Lawrenceburg, IN
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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