Scott
Babcock

Cetera Advisors LLC

CRD#2176455
Investment Advisor
in Overland Park, KS

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About this Advisor

Scott Babcock is a financial advisor operating in Overland Park, Kansas who has 11 years of relevant experience. Babcock currently works for Cetera Advisors LLC. The advisor has gained experience at Rpb Wealth Management, Inc and Cetera Advisors LLC. Babcock has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Kansas and Texas. Cetera Advisors LLC is a firm headquartered in Englewood, CO. The investment advisory business has offices in 692 locations and a total of 1,047 people on staff. It manages $21 billion in total assets among its 90,646 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 294 charitable organizations. Of its 90,646 accounts, 26% are held by high-net-worth investors who have at least $1 million in assets. Cetera Advisors LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on which service is offered. Fee types billed by Cetera Advisors LLC most likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

10955 Lowell Ave Ste 400
Overland Park, KS 66210

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Cetera Advisors LLC Brokerage Details

Total Assets Under Management

$21,227,977,082

KS Average: $2,349,664,866
Total Number of Employees

1,047

KS Average: 28
Total Number of Accounts

90,646

KS Average: 1,101
Average Account Size

$234,185

KS Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Scott Babcock Work History

Scott has been registered as a financial advisor for 11 years.*

2021 - Present (3 years)

Rpb Wealth Management, Inc

2013 - Present (11 years)

Cetera Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Babcock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Advisors LLC

Michael Rousseau
Westborough, MA
Nancy Tomasich
Baton Rouge, LA
Elyse Jurman
Boca Raton, FL
William Lucas
Missoula, MT
Iain Reilly
San Diego, CA
Nancy Gallagher
Midlothian, VA
John Peyton
Lake Oswego, OR
Randy Roesler
Franklin, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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