Aaron
Ball

Cetera Investment Advisers LLC

CRD#6071395
Investment Advisor
in Lexington, KY

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About this Advisor

Aaron Ball is a financial advisor operating out of Lexington, Kentucky, with a total of 1 year of relevant experience. Ball is currently employed by Cetera Investment Advisers LLC. Over the course of their career, Ball has held roles at Fifth Third Securities, Fifth Third Bank, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Cetera Investment Services LLC, Cumberland Valley National Bank & Trust and Cetera Investment Advisers LLC. Ball maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and is able to operate in Kentucky. Cetera Investment Advisers LLC is an advisory business operating out of Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 advisors. It administers $33 billion in assets across its 176,986 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 431 charities and foundations. Of its 176,986 customer accounts, 23% are held by high-net-worth investors who have more than $1 million in assets available to invest. The firm provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely vary depending on which service is provided. However, fee types billed by Cetera Investment Advisers LLC likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1721 Nicholasville Road
Lexington, KY 40515

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

KY Average: $6,674,516,078
Total Number of Employees

3,094

KY Average: 44
Total Number of Accounts

176,986

KY Average: 2,564
Average Account Size

$188,469

KY Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Aaron Ball Work History

Aaron has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Cetera Investment Services LLC

2022 - Present (2 years)

Cumberland Valley National Bank & Trust

2022 - Present (2 years)

Cetera Investment Advisers LLC

2020 - 2022 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2020 - 2022 (2 years)

Bank Of America, N.A

2012 - 2020 (8 years)

Fifth Third Securities

2009 - 2020 (11 years)

Fifth Third Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Aaron Ball to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Erin Mcclain
Philadelphia, PA
Michelle Yang
San Marino, CA
Joseph Charron
Oklahoma City, OK
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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