Anne
Cheaney

Ubs Financial Services Inc

CRD#5072931
Investment Advisor
in Louisville, KY

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About this Advisor

Anne Cheaney is a financial advisor operating out of Louisville, Kentucky who has 8 years of industry experience. Cheaney is an advisor for Ubs Financial Services Inc. Throughout their career, they have worked at Ubs Financial Services Inc and Morgan Stanley. Cheaney maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Kentucky. Ubs Financial Services Inc is an advisory firm operating out of Weehawken, NJ. It has offices in 369 locations and a total of 13,059 advisors. It has $601 billion in assets under management between its 1,077,471 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 8,062 charities and foundations. Of its 1,077,471 client accounts, 65% are associated with high-net-worth clients who have at least $1 million in assets. Ubs Financial Services Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fee schedules usually vary depending on which services are provided. Fee types billed by Ubs Financial Services Inc may include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

500 North Hurstbourne Suite 300
Louisville, KY 40222

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

KY Average: $10,121,009,343
Total Number of Employees

13,059

KY Average: 92
Total Number of Accounts

1,077,471

KY Average: 6,978
Average Account Size

$557,610

KY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Anne Cheaney Work History

Anne has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Ubs Financial Services Inc

2013 - 2013 (< 1 year)

Ubs Financial Services Inc

2013 - 2015 (2 years)

Morgan Stanley

2011 - 2013 (2 years)

Ubs Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Anne Cheaney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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