David
Morris
Transamerica Financial Advisors, Inc
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About this Advisor
David Morris is a financial advisor working in Campbellsville, Kentucky with a total of 2 years of industry experience. Morris is on the advisory team at Transamerica Financial Advisors, Inc. During their career, the advisor has held roles at Transamerica Financial Advisors, Inc, Transamerica Agency Network and United Financial Services. Morris maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Kentucky. Transamerica Financial Advisors, Inc is an advisory business operating out of Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 employees. It handles $2 billion in total assets across its 59,659 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 18 charities and foundations. Of its 59,659 accounts, just 2% belong to high-net-worth clients who have at least $1 million in investable assets. The business offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules are based on which services the firm provides the client. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
David Morris Work History
David has been registered as a financial advisor for 2 years.*
Transamerica Financial Advisors, Inc
Transamerica Agency Network
United Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Morris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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